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| Company | Date | Shares/units (M) | Price | Gross ($M) |
| BioDelivery Sciences Inc. (BDSIU) | 6/27/02 | 2U | $5.25 | $10.95 |
| DOV Pharmaceutical Inc. (DOVP) | 4/25/02 | 5S | $13 | $65.00 |
| Ribapharm Inc. (NYSE:RNA) | 4/12/02 | 26S | $10 | $260.00 |
| ZymoGenetics Inc. (ZGEN) | 2/1/02 | 10S | $12 | $120.00 |